Legal & Compliance Tools

Discover 241 legal & compliance tools used by companies, sorted by popularity

FINRA Series 24

Used by 1 company

A license that qualifies individuals to supervise general securities activities.

FINRA Series 4

Used by 1 company

A license that allows individuals to engage in options trading.

FINRA Series 53

Used by 1 company

A license that qualifies individuals to supervise the municipal securities activities of a broker-dealer.

FINRA Series 63

Used by 1 company

A license that allows individuals to solicit orders for any type of security in a particular state.

FINRA Series 7

Used by 1 company

A securities license that allows individuals to sell a variety of securities products.

FINRA Series 9/10

Used by 1 company

Licenses that qualify individuals to supervise the sale of municipal securities and corporate bonds.

FSSC 22000

Used by 1 company

FSSC 22000 is a certification scheme for food safety management systems that is recognized by the Global Food Safety Initiative …

Guidelines that provide standards and procedures for managing fire risks in buildings and facilities.

Food Handler Card

Used by 1 company

Certification required for all positions related to preparation, handling, and serving food.

Food Safety Certificate

Used by 1 company

A certification that ensures individuals understand food safety practices and regulations.

Forensics

Used by 1 company

Forensics refers to the application of scientific methods and techniques to investigate crimes and legal issues.

GVP

Used by 1 company

Good Vigilance Practice, guidelines for monitoring the safety of pharmaceutical products.

GDPR is a regulation in EU law on data protection and privacy in the European Union and the European Economic …

Global Trade Solution

Used by 1 company

Enterprise Resource Planning screening software tool used for managing global trade compliance and regulations.

Good Distribution Practice (GDP) ensures that the quality and integrity of medicines are maintained throughout the supply chain.

Grants

Used by 1 company

Grants are financial awards given by government agencies or organizations to support specific projects or research.

HACCP

Used by 1 company

Hazard Analysis and Critical Control Points is a systematic preventive approach to food safety that addresses physical, chemical, and biological …

IATF 16949

Used by 1 company

IATF 16949 is an international standard for quality management systems specifically for the automotive sector.

ICH

Used by 1 company

ICH (International Council for Harmonisation) guidelines provide a framework for the development and registration of pharmaceuticals.

IECEE CB Scheme

Used by 1 company

The IECEE CB Scheme is an international system for mutual acceptance of test reports and certificates dealing with the safety …